2     Activation and Coupling

Formation of an amide from a carboxylic acid and an amine often results in overall loss of free energy however there is a high activation energy to be overcome. To make the synthesis at all viable this energy must be lowered. This is achieved either by catalysis or by formation of carboxylic acid derivatives (denoted RCOX), effectively starting at a higher energy on the free energy reaction pathway (Figure).  The nature of the leaving group 'X' governs the value of the activation energy. It would thus seem desirable to form amino acid derivatives with a strongly electron withdrawing 'X', making the carbonyl carbon more prone to nucleophilic attack and thereby achieving high reaction rates at ambient temperatures.

 

Initially the azide and chloride groups were proposed as the 'X' substituent. While the azide proved to be almost entirely suited to its task, the acid chloride suffers from the problem of being "over-activated".  Due to the ease of elimination of the chloride ion, the carbonyl is prone to attack from even weak nucleophiles. They are thus prone to hydrolysis and cannot be conveniently stored.

Another more subtle side reaction is the loss of chiral integrity at the a-centre of the activated amino acid. This can occur through two mechanisms:

1)  Direct abstraction of the a-proton.

2)  Formation of an oxazolone (also known as an azlactone), increasing the acidity of the a-proton.

Both these situations result in the formation of a planar carbanion with reprotonation possible from both faces (Figure).

  

It becomes clear then that a balance is needed between highly reactive species, such as the acid chloride, and almost unreactive derivatives, for example the alkyl esters. Along with this it would be convenient to have a "user friendly" derivative which could be prepared either in advance and stored, or an activating species that ca be prepared in situ without fear of unwanted side reactions. Many solutions to this dilemma have been proposed based on formation of an anhydride or of electron withdrawing esters, often phenyl groups with electron withdrawing substituents.  A few representative examples of these are listed in table 1. The use of coupling agents will be discussed below.

 

One further rate determining factor is the ease with which the intermediate acyl-amine complex can be deprotonated. If deprotonation does not occur then the ammonium ion will always be the better leaving group and the starting materials will be reformed. For this reason those activated species capable of accepting a proton from the intermediate will result in a higher reaction rate.  A few commonly used activating species are summarised in the figure.  Coupling is achieved by combination of the activated carboxyl group of one amino acid with the free amino group of a second.

 In addition to these, there are several reagents that activate the carboxyl group in situ, i.e. in the presence of the nucleophile. Many of these are based on the chemistry of the carbodiimide group where the neighboring C=N bonds are susceptible to nucleophilic attack by the carboxyl group forming an isourea with dehydration be favored by the formation of a highly stable urea (Figure).

There is a risk of the amine nucleophile itself reacting with the carbodiimide resulting In the formation of an undesired guanidine but this reaction is sufficiently slow to be unimportant in the conditions conventionally used for peptide synthesis. The classic dicyclohexyl derivative proposed by Sheehan and Hess has been most commonly used, producing a urea that is almost totally insoluble In conventional solvents. It does, however, prove to have a low degree of solubility in the presence of other dissolved material and is remarkably persistent in its contamination of the coupling product. For this reason a number of other derivatives which produce ureas which are either water soluble or are soluble in dimethylformamide (DMF) such as 1-ethyl-3-(3’-dimethylaminopropyl)carbodiimide (EDCI, also known as WSC for water soluble carbodiimide) and diisopropylcarbodiimide (DIPCDI) have been developed.

 

It has become increasingly popular to include catalytic auxiliary nucleophiles in acylation mixtures (Figure). The most commonly used additive is l-hydroxbenzotriazole (HOBt), although N-hydroxysuccinimide (HOSu) and N-hydroxy-5-norbene-endo-2,3-dicarboxamide (HONB) are also used. These are introduced in carbodiimide-mediated couplings to reduce possible side reactions, including racemisation, and to increase reaction rate when using active esters. In addition to providing excellent leaving groups, all these additives are capable of acting as proton acceptors aiding deprotonation of the ammonium ion intermediate and thereby greatly increasing reaction rate.  Although added in equimolar quantities to the acylating component, the additive is catalytic and therefore remains in essentially a fixed concentration throughout the coupling step. This ensures that the highly activated isourea derivative is short lived.

 

An alternative method for generating the transient active esters, such as the benzotriazolyl ester, is through use of a phosphonium reagent like PyBOP.  (PyBOP’s full name is benzotriazole-1-yloxy-trisphosphonium hexafluorophosphate, this name is rarely used!).  This reagent is used in tandem with a tertiary amine base which abstracts the acidic carboxyl proton.  The generated carboxylate anion attacks the positively charged phosphorous atom, substituting for the benzotriazolyl group.  The benzotriazolyl anion itself acts as a nucleophile at the acyl centre.  In the resulting substitution reaction the OBt ester and a phosphonamide are formed (figure).

                 

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